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Randall Lloyd Diehl

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Findlay, OHCRD #1474042Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
13 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ColoradoFloridaIndianaKentuckyMichiganNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeTexasVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/29/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 7/21/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/15/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/20/1986
Series 24
General Securities Principal Examination
Passed 6/6/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE O.N. EQUITY SALES COMPANYCurrent
3/1/2022Findlay, OH
ON INVESTMENT MANAGEMENT COCurrent
3/1/2022Findlay, OH
ROYAL ALLIANCE ASSOCIATES, INC.
3/22/20163/3/2022Findlay, OH
ON INVESTMENT MANAGEMENT CO
3/16/20113/29/2016Findlay, OH
SECURIAN FINANCIAL SERVICES, INC.
4/11/20033/21/2011Findlay, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Randall Lloyd Diehl has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Randall Lloyd Diehl - Financial Advisor in Findlay, OH | AdvisorFinder