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Randall Wayne Roebuck

Investment Adviser Representative at UNITING WEALTH PARTNERS

Bella Vista, ARCRD #1477786Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
1 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Arkansas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/18/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 3/24/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/20/2006
Series 3
National Commodity Futures Examination
Passed 8/5/1988
Series 7
General Securities Representative Examination
Passed 5/21/1988
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/20/1986
Series 24
General Securities Principal Examination
Passed 9/26/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/16/2003
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/2/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Uniting Wealth Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

UNITING WEALTH PARTNERSCurrent
10/28/2024Bella Vista, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
1/2/200910/9/2024Bella Vista, AR
RAYMOND JAMES FINANCIAL SERVICES
7/21/20031/2/2009Bella Vista, AR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Randall Wayne Roebuck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Randall Wayne Roebuck - Financial Advisor in Bella Vista, AR | AdvisorFinder