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Raul Alfonso Isern

Investment Adviser Representative at ATLANTIC FAMILY WEALTH, LLC

Coral Gables, FLCRD #2308312Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
3 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Raul Alfonso Isern has worked in the securities industry since 1993. They have passed the Series 65, 63, 24, 10, 9, 7, and 3 examinations. They are registered to provide investment advisory services in Florida, Massachusetts, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaMassachusettsTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/26/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 2/4/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 11/4/2002
Series 7
General Securities Representative Examination
Passed 1/7/1993
Series 24
General Securities Principal Examination
Passed 10/23/2018
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/14/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/14/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

Atlantic Family Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ATLANTIC FAMILY WEALTH, LLCCurrent
9/16/2014Coral Gables, FL
LPL FINANCIAL LLCCurrent
11/16/2009Coral Gables, FL
BARCLAYS CAPITAL INC.
1/22/200911/24/2009Miami, FL
LEHMAN BROTHERS INC.
11/6/200310/15/2008Miami, FL
MORGAN STANLEY & CO., INCORPORATED
11/24/199910/14/2002Miami, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ATLANTIC FAMILY WEALTH, LLC

1 other advisor in the directory

View ATLANTIC FAMILY WEALTH, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raul Alfonso Isern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Raul Alfonso Isern - Financial Advisor in Coral Gables, FL | AdvisorFinder