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Ray Charles Croff

Investment Adviser Representative at BROOKSTONE CAPITAL MANAGEMENT LLC

Sunset, SCCRD #4850104Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
2

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/2/2004
Series 7
General Securities Representative Examination
Passed 4/5/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Brookstone Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BROOKSTONE CAPITAL MANAGEMENT LLCCurrent
6/5/2017Sunset, SC
HALL ETF WEALTH MANAGMENT SYSTEM INC
4/4/20176/1/2017Denton, TX

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ray Charles Croff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ray Charles Croff - Financial Advisor in Sunset, SC | AdvisorFinder