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Chad Patrick Budy

Investment Adviser Representative at BROOKSTONE CAPITAL MANAGEMENT LLC

Worthington, OHCRD #6126016Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/10/2016
Series 65
Uniform Investment Adviser Law Examination
Passed 6/22/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/16/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/25/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Brookstone Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BROOKSTONE CAPITAL MANAGEMENT LLCCurrent
5/19/2026Worthington, OH
APTUS WEALTH MANAGEMENT, LLC
3/15/20226/29/2026Lewis Center, OH
SIMPLICITY WEALTH
2/24/20255/11/2026Lewis Center, OH
AMERIPRISE FINANCIAL SERVICES, LLC
3/26/20213/16/2022Columbus, OH
PNC INVESTMENTS
3/15/20193/26/2021Columbus, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/3/20183/6/2019Upper Arlington, OH
J.P. MORGAN SECURITIES LLC
8/7/201710/12/2018Columbus, OH
THE HUNTINGTON INVESTMENT COMPANY
6/24/20158/8/2017Grove City, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chad Patrick Budy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Chad Patrick Budy - Financial Advisor in Worthington, OH | AdvisorFinder