Ray Ramos Bartolome
Investment Adviser Representative at Falcon Wealth Planning, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ray Ramos Bartolome is an investment adviser representative with Falcon Wealth Planning, Inc. in Ontario, CA, where they have been registered since 2021. They have worked in the securities industry since 2001 and have been registered with 3 firms, including TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Texas.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TD Ameritrade & Co., Inc.Sep 2016 – Dec 2020Rancho Cucamonga, CA
- Falcon Wealth Planning, Inc.Feb 2021 – no end date reportedOntario, CA
- Falcon Wealth Planning, Inc.Feb 2021 – no end date reportedOntario, CA
- Falcon Wealth Planning, Inc.Jan 2023 – no end date reportedOntario, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Falcon Wealth Planning, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Portfolio Management: $0 - $350,0002.00%
- Portfolio Management: $350,001 - $500,0001.75%
- Portfolio Management: $500,001 - $750,0001.50%
- Portfolio Management: $750,001 - $1,000,0001.15%
+9 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25
- Offices listed on AdvisorFinder:
- 43
- Main office:
- Ontario, CA
- SEC file number:
- 801-112659
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Falcon Wealth Planning, LLC
Showing 12 of 25 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ray Ramos Bartolome has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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