AdFi
RA

Raymond Aguillon Jr

Investment Adviser Representative at INDEPENDENT FINANCIAL PARTNERS

Shevano, TXCRD #3176225Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Raymond Aguillon has worked in the securities industry since 1999. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/22/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 2/24/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/12/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $30,000,0001.65%
Greater than or equal to $30,000,000 but less than $60,000,0001.25%
Greater than or equal to $60,000,000 but less than $90,000,0001.10%
Greater than $90,000,0001.00%
Source

Independent Financial Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT FINANCIAL PARTNERSCurrent
7/6/2012Shevano, TX
LPL FINANCIAL LLC
11/19/20182/4/2019Shavano Park, TX
WELLS FARGO ADVISORS, LLC
6/14/20057/5/2012San Antonio, TX
CHASE INVESTMENT SERVICES CORP.
1/24/20036/7/2005Houston, TX
AXA ADVISORS, LLC
5/13/19999/25/2002San Antonio, TX

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raymond Aguillon Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Raymond Aguillon Jr - Financial Advisor in Shevano, TX | AdvisorFinder