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Raymond Lawrence Lent

Investment Adviser Representative at THE PUTNEY FINANCIAL GROUP LLC

San Rafael, CACRD #817645Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
50 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Raymond Lawrence Lent has worked in the securities industry since 1976. They have passed the Series 65, 63, 24, 7, and 1 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/26/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 5/8/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/20/1984
Series 1
Registered Representative Examination
Passed 1/19/1976
Series 24
General Securities Principal Examination
Passed 3/22/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$1 - $500,0002.00%
$500,001 - $1,000,0001.35%
$1,000,001 - $1,500,0001.20%
$1,500,001 - $3,000,0001.00%
$3,000,001 - $5,000,0000.85%
Over $5,000,000
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

THE Putney Financial Group LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE PUTNEY FINANCIAL GROUP LLCCurrent
7/24/2024San Rafael, CA
PORTSMOUTH FINANCIAL SERVICES
7/26/201012/31/2024San Rafael, CA
MCCLURG CAPITAL CORPORATION
7/29/19987/26/2010San Rafael, CA
PARK AVENUE SECURITIES LLC
5/3/199911/4/1999New York, NY
GUARDIAN INVESTOR SERVICES CORPORATION
4/20/19985/3/1999New York, NY
CENTAURUS FINANCIAL, INC.
8/5/19977/27/1998Anaheim, CA
MONY SECURITIES CORP.
1/27/19768/22/1997New York, NY
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
1/27/197610/15/1990New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE PUTNEY FINANCIAL GROUP LLC

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View THE PUTNEY FINANCIAL GROUP LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raymond Lawrence Lent has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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