THE PUTNEY FINANCIAL GROUP LLC
SEC RegisteredCharting the Way Toward Financial Independence
About the firm
The Putney Financial Group LLC is a Registered Investment Advisory firm founded by Ray Lent with a focus on traditional values, hard work, and a dedication to serving clients' best interests. For over 25 years, the firm has been helping clients build, preserve, and manage their wealth with confidence and care. As an independent RIA, the firm manages separate customized portfolios for each client consistent with their individual goals, objectives, and risk tolerance.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, portfolio management, and holistic wealth management, including personalized investment advice, developing investment strategies, and monitoring portfolio activity across a wide range of investment products including stocks and bonds.
Who they serve
Individuals and families seeking personalized investment guidance, including multiple generations of the same families, with a focus on understanding each client's unique goals, family dynamics, and special circumstances.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 155 | $66M |
| High Net Worth Individuals | 57 | $139M |
| State/Municipal Entities | 3 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $1 - $500,000 | 2.00% |
| $500,001 - $1,000,000 | 1.35% |
| $1,000,001 - $1,500,000 | 1.20% |
| $1,500,001 - $3,000,000 | 1.00% |
| $3,000,001 - $5,000,000 | 0.85% |
| Over $5,000,000 | — |
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE PUTNEY FINANCIAL GROUP LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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