Rebecca Haines Borton
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Rebecca Haines Borton is an investment adviser representative with Cetera Investment Advisers LLC in Herndon, VA, where they have been registered since 2025. They have worked in the securities industry since 2015 and have been registered with 5 firms, including Avantax Advisory Services and Eagle Strategies LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Virginia.
Registrations & licenses
- Investment adviser:
- Virginia
- Broker:
11 states and territories
Colorado, Connecticut, District of Columbia, Florida, Massachusetts, New Hampshire, New York, Rhode Island, South Carolina, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial Services,incAug 2014 – May 2018Reston, VA
- JTB International Inc. AND Global Advisor GroupAug 2014 – Apr 2018Reston, VA
- Morgan StanleyMay 2018 – Aug 2018Mclean, VA
- Morgan Stanley Private Bank, N.A.Jun 2018 – Aug 2018New York, NY
- Commonwealth Financial NetworkSep 2018 – May 2021Waltham, MA
- Concentric Private WealthAug 2018 – May 2021McLean, VA
- Maven FinancialJun 2021 – Oct 2024Leesburg, VA
- Nylife Securities LLCJun 2021 – Oct 2024Bethesda, MD
- Eagle Strategies LLCApr 2022 – Oct 2024Leesburg, VA
- Timothy Richardson LLC DBA Greenspace FinancialNov 2024 – no end date reportedHerndon, VA
- Avantax Investment Services Inc.Nov 2024 – Sep 2025Herndon, VA
- Avantax Advisory ServicesNov 2024 – Sep 2025Herndon, VA
- Avantax Insurance Agency, LLCNov 2024 – Sep 2025Herndon, VA
- Equity Index AnnuityJun 2025 – no end date reportedHerndon, VA
- Cetera Wealth Services, LLCSep 2025 – no end date reportedHerndon, VA
- Cetera Investment Advisers LLCSep 2025 – no end date reportedSchaumburg, IL
- Compassion IN Action, Inc.Jun 2026 – no end date reportedHerndon, VA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rebecca Haines Borton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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