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Rhonda Louise Ducote

Investment Adviser Representative at APRIEM ADVISORS

Irvine, CACRD #2596569Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rhonda Louise Ducote has worked in the securities industry since 2000. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/19/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 4/2/1997
Series 7
General Securities Representative Examination
Passed 3/27/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Wealth Management - First $5,000,0000.95%
Wealth Management - Next $5,000,0000.75%
Wealth Management - Next $10,000,0000.50%
Wealth Management - Greater than $20,000,0000.00%
Institutional Pricing - Flat (min $10M)0.75%
Charitable Services - First $1,000,0000.50%
Charitable Services - Next $4,000,0000.45%
Charitable Services - Next $5,000,0000.40%
Charitable Services - Next $10,000,0000.30%
Retirement Plan Services - Flat (min $5,000)0.75%
Source

Apriem Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

APRIEM ADVISORSCurrent
11/14/2000Irvine, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at APRIEM ADVISORS

12 other advisors in the directory

View APRIEM ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rhonda Louise Ducote has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Rhonda Louise Ducote - Financial Advisor in Irvine, CA | AdvisorFinder