AdFi
AA

APRIEM ADVISORS

SEC Registered

Your Families Trusted Wealth Management Team

IRVINE, CAhttps://apriem.com(949) 253-8888
Assets Under Management
$1B–$5B
Employees
17
Office Locations
3 offices
Total Accounts
2880

About the firm

Apriem Advisors is a SEC Registered Investment Advisor based in Irvine, California that partners with high-net-worth individuals and families to navigate the full complexity of their financial lives. Through a deeply coordinated, fiduciary approach, the firm brings clarity to every facet of wealth, helping clients pursue their goals with confidence and long-term peace of mind across generations. The firm has been serving Orange County individuals and families for over 28 years and manages approximately $1.6 billion in assets.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/MunicipalInsurance Companies

Areas of expertise

Wealth ManagementFiduciary AdviceRetirement PlanningEstate PlanningTax-aware PlanningInvestment ManagementFinancial PlanningCharitable PlanningMultigenerational WealthLegacy Planning

Services

Apriem offers wealth management, financial planning, retirement services, estate planning services, charitable services, investment management, tax-aware planning, and risk management including insurance and asset protection guidance.

financial_planningestate_planningcharitable_givingwealth_management

Who they serve

High-net-worth individuals and families, including those navigating retirement, inheritance, career changes, liquidity events, and multigenerational wealth planning, primarily in Orange County and surrounding areas.

Client segmentClientsAssets managed
Individuals (Non-HNW)716$321M
High Net Worth Individuals346$1.0B
Charitable Organizations1$26M
State/Municipal Entities9

0 total clients reported on Form ADV.

Leadership

Harmon Anson Kong
SECRETARY, CFO, TREASURER, CHIEF WEALTH MANAGER, DIRECTOR, ASSISTANT COMPLIANCE OFFICER, TRUSTEE OF KONG TRUST
Rhonda Louise Ducote
PRESIDENT, CHIEF COMPLIANCE OFFICER, SENIOR WEALTH MANAGER, DIRECTOR, TRUSTEE OF DUCOTE FAMILY TRUST
Benjamin C Lau
VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR, TRUSTEE OF LAU FAMILY TRUST
Ducote Family Trust Dated 8/28/2001
SHAREHOLDER
The Kong Trust Dated 8-17-1998
SHAREHOLDER
Lau Family Trust Dated 8/2/13
SHAREHOLDER

Office locations

3 offices in 1 state
CA
IRVINEHQ
CA
TORRANCE
CA
SAN DIEGO

Advisors at this firm

13 advisors in the directory

Regulatory & compliance

CRD number
#108188
SEC Number
801-55371
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based
Asset tierAnnual rate
Wealth Management - First $5,000,0000.95%
Wealth Management - Next $5,000,0000.75%
Wealth Management - Next $10,000,0000.50%
Wealth Management - Greater than $20,000,0000.00%
Institutional Pricing - Flat (min $10M)0.75%
Charitable Services - First $1,000,0000.50%
Charitable Services - Next $4,000,0000.45%
Charitable Services - Next $5,000,0000.40%
Charitable Services - Next $10,000,0000.30%
Retirement Plan Services - Flat (min $5,000)0.75%

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. APRIEM ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

APRIEM ADVISORS in IRVINE, CA | AdvisorFinder