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Richard Alexander Leu

Investment Adviser Representative at AXXCESS WEALTH MANAGEMENT, LLC

Pasadena, CACRD #4724262Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Alexander Leu has worked in the securities industry since 2004. They have passed the Series 66, 31, and 7 examinations. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/2/2004
Series 31
Futures Managed Funds Examination
Passed 11/11/2004
Series 7
General Securities Representative Examination
Passed 8/6/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Wealth Management / Customized Portfolio Platform0.15%
Wealth Management / Customized Portfolio Platform2.00%
Source

Axxcess Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AXXCESS WEALTH MANAGEMENT, LLCCurrent
8/9/2023Pasadena, CA
BRIDGE ADVISORY LLC
4/5/201612/1/2023Pasadena, CA
CREATIVE PLANNING
10/1/20134/1/2016La Crescenta, CA
NEW ENGLAND SECURITIES CORPORATION
4/7/200910/7/2013Pasadena, CA
CHARLES SCHWAB & CO., INC.
11/11/20052/5/2009Glendale, CA
MORGAN STANLEY
9/7/200410/11/2005Los Angeles, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Alexander Leu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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