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Richard Anthony Biele

Investment Adviser Representative at Andrew Garrett, Inc.

Forked River, NJCRD #2189980Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Anthony Biele is an investment adviser representative with Andrew Garrett, Inc. in Forked River, NJ, where they have been registered since 2007. They have worked in the securities industry since 1991 and have been registered with 5 firms, including S.w. BACH & Company and Kirlin Securities Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in 14 states.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Colorado, Connecticut, Florida, Georgia, Illinois, Louisiana, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Puerto Rico, South Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/18/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 12/9/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/19/1991

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Andrew Garrett, Inc.Current
10/19/2016 – Forked River, NJ
Andrew Garrett Inc.Current
2/26/2007 – Forked River, NJ
S.w. BACH & Company
11/16/2005 – 3/1/2007Princeton, NJ
Kirlin Securities Inc.
2/22/2001 – 12/8/2005Syosset, NY
Princeton Securities Corporation
1/16/1998 – 9/1/2001Syosset, NY
Kirlin Securities Inc.
6/13/2000 – 12/31/2000Syosset, NY
D. H. Blair & Co., Inc.
11/25/1991 – 1/26/1998New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Andrew Garrett, Inc.
    Feb 2007 – Oct 2026Princeton, NJ
  2. Bucks Capital Advisers LLC
    Oct 2026 – no end date reportedNewtown, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Andrew Garrett, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled Vehicles

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
14
Offices listed on AdvisorFinder:
4
Main office:
New York, NY
SEC file number:
801-71581

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 15, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Anthony Biele has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Richard Anthony Biele (Andrew Garrett) - Fees & Credentials