Richard Casey
Investment Adviser Representative at Fifth Third Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Casey is an investment adviser representative with Fifth Third Securities, Inc. in West Chester, OH, where they have been registered since 2021. They have worked in the securities industry since 1991 and have been registered with 5 firms, including J.p. Morgan Securities LLC and Chase Investment Services Corp. They have passed 11 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
8 states and territories
Connecticut, District of Columbia, Florida, Kentucky, Massachusetts, Ohio, Pennsylvania, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- J.p. Morgan Securities LLCOct 2012 – Aug 2020Cincinnati, OH
- RetiredAug 2020 – Jun 2021Wilmington, OH
- Fifth Third BANKJun 2021 – no end date reportedCincinnati, OH
- Fifth Third SecuritiesJun 2021 – no end date reportedCincinnati, OH
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Fifth Third Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $10,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 950
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-63623
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 14, 2026
View full firm profileOther advisors at Fifth Third Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Casey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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