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Richard D Albright

Investment Adviser Representative at Empower Advisory Group, LLC

Greenback, TNCRD #1609391Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard D. Albright is an investment adviser representative with Empower Advisory Group, LLC in Greenback, TN, where they have been registered since 2018. They have worked in the securities industry since 1987 and have been registered with 6 firms, including Scottrade Investment Management and Cetera Investment Advisers LLC. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Tennessee.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Tennessee
Broker:
1 state or territory

Tennessee

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/4/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 12/24/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/20/1986
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/15/2011
Series 53
Municipal Securities Principal Examination
Passed 7/21/1994
Series 24
General Securities Principal Examination
Passed 3/13/1992
Series 4
Registered Options Principal Examination
Passed 12/1/1989

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Advisory Group, LLCCurrent
6/21/2018 – Greenback, TN
Empower Financial Services, Inc.Current
6/19/2018 – Greenback, TN
Scottrade Investment Management
1/31/2017 – 3/9/2018Saint Louis, MO
Cetera Investment Advisers LLC
1/21/2014 – 1/3/2017Greenback, TN
Cetera Investment Services LLC
11/15/2013 – 1/21/2014Greenback, TN
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8/10/2011 – 11/13/2013Jacksonville, FL
SSN Advisory, Inc.
3/10/2008 – 6/27/2011Knoxville, TN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Regions BANK
    Nov 2013 – Jan 2017Alcoa, TN
  2. Cetera Investment Services LLC
    Nov 2013 – Jan 2017St.cloud, MN
  3. Cetera Investment Advisers LLC
    Jan 2014 – Jan 2017Alcoa, TN
  4. Scottrade, Inc.
    Jan 2017 – Mar 2018Knoxville, TN
  5. GWFS Equities, Inc
    Jun 2018 – no end date reportedGreenwood Village, CO

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard D Albright has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Richard D Albright (Empower Advisory Group) | AdvisorFinder