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Richard Edward Cavanagh

Investment Adviser Representative at NEWMAN DIGNAN & SHEERAR, INC

Providence, RICRD #1385102Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Edward Cavanagh has worked in the securities industry since 2011. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in Rhode Island.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Rhode Island
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/1/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 10/24/1985
Series 7
General Securities Representative Examination
Passed 9/21/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Newman Dignan & Sheerar, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWMAN DIGNAN & SHEERAR, INCCurrent
2/14/2022Providence, RI
WHALEROCK POINT PARTNERS, LLC
7/27/20063/8/2017Providence, RI
COLUMBIA MANAGEMENT ADVISORS, INC.
11/19/20031/27/2004Providence, RI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View NEWMAN DIGNAN & SHEERAR, INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Edward Cavanagh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Richard Edward Cavanagh - Financial Advisor in Providence, RI | AdvisorFinder