Richard Elmer Bauchspies Jr.
Investment Adviser Representative at THE Burney Company
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Elmer Bauchspies Jr. is an investment adviser representative with The Burney Company in Portsmouth, RI, where they have been registered since 1993. They have worked in the securities industry since 1992. They have passed 3 industry qualification exams, including the Series 65 (investment adviser) and Series 63 (state securities agent). They are registered to provide investment advice in Rhode Island and Texas.
Registrations & licenses
- Investment adviser:
- Rhode Island, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- THE Burney CompanyMar 1992 – no end date reportedFalls Church, VA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Burney Company
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $750,000 (waivable)
- Up to $2,000,0001.25%
- $2,000,000 to $5,000,0001.00%
- $5,000,000 to $10,000,0000.90%
- Over $10,000,0000.75%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Outsourced CIO services, separately managed accounts, 130-30 long-short strategy, proprietary ETFs, equity research and ratings covering over 2,800 US stocks, active stock selection, portfolio management, daily market commentary, and a platform for advisors to join Burney.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 37
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Reston, VA
- Founded:
- 1974
- SEC file number:
- 801-10232
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Elmer Bauchspies Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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