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Richard Elmer Bauchspies Jr.

Investment Adviser Representative at THE BURNEY COMPANY

Portsmouth, RICRD #2242970Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
Rhode IslandTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/4/1992
Series 65
Uniform Investment Adviser Law Examination
Passed 6/27/1992
Series 2
Non-Member General Securities Examination
Passed 5/16/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $2,000,0001.25%
$2,000,000 to $5,000,0001.00%
$5,000,000 to $10,000,0000.90%
Over $10,000,0000.75%
Account minimum: $750,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

THE Burney Company Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE BURNEY COMPANYCurrent
1/1/1993Portsmouth, RI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Elmer Bauchspies Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.