Richard Francis Hennessy III
Investment Adviser Representative at MML Investors Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Francis Hennessy is an investment adviser representative with MML Investors Services, LLC in Tampa, FL, where they have been registered since 2024. They have worked in the securities industry since 2022. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Texas.
Registrations & licenses
- Investment adviser:
- Florida, Texas
- Broker:
14 states and territories
Arizona, California, Connecticut, Delaware, Florida, Maryland, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MML Investors Services LLCAug 2021 – Mar 2022Lake Mary, FL
- MassMutual Life Insurance CoOct 2020 – no end date reportedLake Mary, FL
- National LifeJun 2018 – Sep 2019Edison, NJ
- Hennessy Financial/MassMutualOct 2020 – no end date reportedSouth Palm Beach, FL
- StudentFeb 2012 – Jun 2019High Point, NC
- MML Investors Services, LLCMar 2022 – no end date reportedSouth Palm Beach, FL
- BuckalewsJun 2012 – Aug 2017Beach Haven, NJ
- Blue Water CafeMay 2019 – Sep 2020Beach Haven, NJ
- MassMutual/Coastal WealthOct 2020 – Feb 2021Tampa, FL
- Penn LifeMay 2017 – Sep 2017Edison, NJ
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MML Investors Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5,037
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Springfield, MA
- SEC file number:
- 801-44264
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at MML Investors Services, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Francis Hennessy III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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