Richard Gordon Rogers
Investment Adviser Representative at Portside Wealth Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Gordon Rogers is an investment adviser representative with Portside Wealth Group, LLC in Holliday, UT, where they have been registered since 2023. They have worked in the securities industry since 2015 and have been registered with 3 firms, including Townsquare Capital, LLC and Allegis Investment Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Louisiana, Texas, and Utah.
Registrations & licenses
- Investment adviser:
- Louisiana, Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RGR ServicesNov 2012 – no end date reportedTaylorsville, UT
- Allegis Investment ServicesFeb 2015 – Feb 2019Salt Lake City, UT
- Elite Home MortgageOct 2015 – Apr 2018Salt Lake City, UT
- Allegis Investment AdvisorsMay 2015 – May 2018Idaho Falls, ID
- Green Street MortgageApr 2018 – no end date reportedSalt Lake City, UT
- Townsquare Capital, LLCApr 2018 – Jun 2023Provo, UT
- DFPG Investments, IncFeb 2019 – Mar 2023Sandy, UT
- Portside Wealth GroupApr 2023 – no end date reportedProvo, UT
- GreenStreet Wealth AdvisorsDec 2023 – no end date reportedTaylorsville, UT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Portside Wealth Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 55
- Offices listed on AdvisorFinder:
- 22
- Main office:
- Provo, UT
- SEC file number:
- 801-127529
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 19, 2026
View full firm profileOther advisors at Portside Wealth Group, LLC
Showing 12 of 55 in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Gordon Rogers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched