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Richard Joseph Pye

Investment Adviser Representative at SKY Investment Group LLC

Hartford, CTCRD #7271039Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Joseph Pye is an investment adviser representative with SKY Investment Group LLC in Hartford, CT, where they have been registered since 2020, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Connecticut.

Office

One Financial Plaza, Suite 1210
Hartford, CT 06103

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/16/2020

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

SKY Investment Group LLCCurrent
10/16/2020 – Hartford, CT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Sky Investment Group LLC
    May 2020 – no end date reportedHartford, CT
  2. Various Schooling
    May 2010 – May 2020Chester, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About SKY Investment Group LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investment management, wealth management, portfolio risk management, trust and wealth management, estate planning coordination, tax strategy, retirement planning, financial education, and multi-generational planning. The firm invests directly in stocks and bonds, generally avoiding hedge funds and mutual funds, and works with estate attorneys, CPAs, and other professionals to coordinate estate strategies.

Estate PlanningTax PlanningInsuranceCharitable GivingBusiness Planning
Firm areas of expertise
Investment ManagementWealth ManagementIndividual Security SelectionPortfolio Risk ManagementEstate PlanningRetirement PlanningTax StrategyMulti-generational PlanningBusiness SuccessionCharitable EndowmentsFinancial Education+1 more

Client types the firm serves

High Net WorthPension/Profit SharingCharitable Organizations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
8
Offices listed on AdvisorFinder:
1
Main office:
Hartford, CT
SEC file number:
801-63875

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at SKY Investment Group LLC

7 other advisors in the directory

View SKY Investment Group LLC firm profile

Similar advisors in Hartford, CT

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Joseph Pye has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Richard Joseph Pye (SKY Investment Group) - Advisor Profile