AdFi
RK

Richard Keith Hazelbaker

Investment Adviser Representative at Western Wealth Management LLC

Louisville, KYCRD #5464560Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Keith Hazelbaker is an investment adviser representative with Western Wealth Management LLC in Louisville, KY, where they have been registered since 2019. They have worked in the securities industry since 2008 and have been registered with 6 firms, including NTB Advisors, A Division of NTB Financial Corporation and MAH Investment Management. They are registered to provide investment advice in Kentucky.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kentucky

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Western Wealth Management LLCCurrent
7/22/2019 – Louisville, KY
NTB Advisors, A Division OF NTB Financial Corporation
9/30/2015 – 7/15/2019Louisville, KY
MAH Investment Management
3/26/2012 – 1/14/2016Louisville, KY
Dynasty Capital Management, Inc
1/13/2014 – 1/4/2016Louisville, KY
Dynasty Capital Management, Inc
10/20/2010 – 12/31/2011Louisville, KY
MUCH Wealth Management, Inc.
1/26/2010 – 12/13/2010Southlake, TX
Merit National FUND Advisors, LLC
1/9/2008 – 2/19/2010Somerset, KY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. R. Keith Hazelbaker Enterprises, Inc.
    Feb 1999 – no end date reportedLouisville, KY
  2. Neidiger Tucker Bruner Inc
    Sep 2015 – Jul 2019Englewood, CO
  3. Western Wealth Management
    Jul 2019 – no end date reportedLouisville, KY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Western Wealth Management LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Fee-based financial and retirement planning, including balance sheet analysis, cash-flow analysis, written goals and objectives, capital needs analysis, debt reduction study, current vs. proposed investment analysis, and implementation checklist

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Retirement PlanningFinancial PlanningBusiness OwnersWealth ManagementInvestment AnalysisCash-flow AnalysisDebt ReductionFee-based Planning

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
112
Offices listed on AdvisorFinder:
41
Main office:
Golden, CO
SEC file number:
801-107762

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Keith Hazelbaker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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