AdFi
RL

Richard L Moss

Investment Adviser Representative at NATIONAL WEALTH MANAGEMENT GROUP, LLC

Cincinnati, OHCRD #4362407Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
11 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
CaliforniaFloridaGeorgiaIllinoisIndianaKentuckyNorth CarolinaOhioTennesseeTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/20/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 5/4/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/30/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

National Wealth Management Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NATIONAL WEALTH MANAGEMENT GROUP, LLCCurrent
1/6/2022Cincinnati, OH
NATIONAL WEALTH MANAGEMENT GROUP, LLC
9/3/202012/31/2021Indianapolis, IN
LPL FINANCIAL LLC
12/16/20111/13/2021Fort Mill, SC
PNC INVESTMENTS
12/22/200912/19/2011Indianapolis, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
5/22/200812/15/2009Indianapolis, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NATIONAL WEALTH MANAGEMENT GROUP, LLC

Showing 12 of 18 in the directory

View NATIONAL WEALTH MANAGEMENT GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard L Moss has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard L Moss - Financial Advisor in Cincinnati, OH | AdvisorFinder