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Donald Michael Bateman

Investment Adviser Representative at NATIONAL WEALTH MANAGEMENT GROUP, LLC

Cincinnati, OHCRD #4354433Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
9 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Donald Michael Bateman has worked in the securities industry since 2001. They are registered to provide investment advisory services in 9 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
DelawareFloridaGeorgiaIllinoisMassachusettsNew HampshireNew YorkNorth CarolinaVermont
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/19/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 10/31/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 9/20/2001
Series 7
General Securities Representative Examination
Passed 8/15/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

National Wealth Management Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NATIONAL WEALTH MANAGEMENT GROUP, LLCCurrent
1/25/2016Cincinnati, OH
NATIONAL WEALTH MANAGEMENT GROUP, LLC
1/5/201612/31/2021Coconut Creek, FL
LPL FINANCIAL LLC
2/25/20139/8/2016Deerfield Beach, FL
DAWSON JAMES ASSET MANAGEMENT, INC.
7/28/20102/15/2013Boca Raton, FL
MORGAN STANLEY SMITH BARNEY LLC
6/1/20097/21/2010Ft. Lauderdale, FL
CITIGROUP GLOBAL MARKETS INC.
10/25/20056/1/2009Ft. Lauderdale, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Donald Michael Bateman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Donald Michael Bateman - Financial Advisor in Cincinnati, OH | AdvisorFinder