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Richard Raymond Rogers

Investment Adviser Representative at CEDAR MOUNTAIN ADVISORS, LLC

Portland, ORCRD #2962167Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Oregon
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/21/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 1/16/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 3/24/2000
Series 7
General Securities Representative Examination
Passed 1/6/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First tier1.75%
Second tier1.50%
Third tier1.25%
Fourth tier1.15%
Fifth tier
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Cedar Mountain Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CEDAR MOUNTAIN ADVISORS, LLCCurrent
2/6/2013Portland, OR
LPL FINANCIAL LLC
4/30/20093/4/2013Beaverton, OR
WELLS FARGO ADVISORS, LLC
11/24/20085/11/2009Portland, OR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View CEDAR MOUNTAIN ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Raymond Rogers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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