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Richard Rolle Dullnig

Investment Adviser Representative at 1900 Wealth

San Antonio, TXCRD #2215594Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
Exams Passed
14

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard Rolle Dullnig is an investment adviser representative with 1900 Wealth in San Antonio, TX, where they have been registered since 2021. They have worked in the securities industry since 1993 and have been registered with 4 firms, including Ameriprise Financial Services, LLC and Investment Professionals, Inc. They have passed 13 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Texas.

Office

1900 Broadway, Suite 900
San Antonio, TX 78215

Advisors at this office: 20

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/23/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 5/6/1993
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 7
General Securities Representative Examination
Passed 12/18/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 5/6/2008
Series 55
Limited Representative-Equity Trader Exam
Passed 4/13/2000
Series 7
General Securities Representative Examination
Passed 4/28/1993
Series 27
Financial and Operations Principal Examination
Passed 12/18/2022
Series 24
General Securities Principal Examination
Passed 12/18/2022
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 12/18/2022
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/18/2022
Series 4
Registered Options Principal Examination
Passed 12/18/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

1900 WealthCurrent
10/5/2021 – San Antonio, TX
Ameriprise Financial Services, LLC
6/14/2018 – 9/20/2021San Antonio, TX
Investment Professionals, Inc.
10/24/2008 – 10/8/2018San Antonio, TX
H&r Block Financial Advisors, Inc.
7/8/2003 – 10/24/2008San Antonio, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Investment Professionals, Inc.
    Oct 2008 – Dec 2018San Antonio, TX
  2. 1900 Wealth
    Sep 2021 – no end date reportedSan Antonio, TX
  3. Ameriprise Financial Services, LLC
    Jun 2018 – Sep 2021San Antonio, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About 1900 Wealth

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Performance-based fees
  • Other
Firm's annual rate schedule by assets
  • First $2,000,0000.95%
  • Next $2,000,001 to $5,000,0000.75%
  • Next $5,000,001 to $10,000,0000.60%
  • $10,000,001+0.45%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesCharitable Organizations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
20
Offices listed on AdvisorFinder:
2
Main office:
San Antonio, TX
SEC file number:
801-105469

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 20, 2026

View full firm profile

Other advisors at 1900 Wealth

Showing 12 of 20 in the directory

View 1900 Wealth firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Rolle Dullnig has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Richard Rolle Dullnig (1900 Wealth) - Fees & Credentials