Richard Stephen Seals
Investment Adviser Representative at Keystone Financial Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Stephen Seals is an investment adviser representative with Keystone Financial Group, LLC in Christiansted, VI, where they have been registered since 2014. They have worked in the securities industry since 2006 and have been registered with 4 firms, including LPL Financial LLC and CUSO Financial Services, L.P. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kentucky and Virgin Islands.
Registrations & licenses
- Investment adviser:
- Kentucky, Virgin Islands
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial, LLCJun 2014 – no end date reportedLexington, KY
- Keystone Financial Group, LLCJun 2014 – no end date reportedLexington, KY
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Keystone Financial Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $10,000 (waivable)
- Under $500,0001.50%
- $500,000 to $2,000,0001.40%
- $2,000,000 to $5,000,0001.00%
- Over $5,000,0000.80%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 34
- Offices listed on AdvisorFinder:
- 9
- Main office:
- Lexington, KY
- SEC file number:
- 801-79274
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Keystone Financial Group, LLC
Showing 12 of 34 in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Stephen Seals has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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