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Richard Tobias Carlin

Investment Adviser Representative at SOUND INCOME STRATEGIES, LLC

Sewickley, PACRD #1711588Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/5/2019
Series 65
Uniform Investment Adviser Law Examination
Passed 12/19/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 11/14/2000
Series 7
General Securities Representative Examination
Passed 8/10/2019
SIE
Securities Industry Essentials Examination
Passed 7/17/2019
Series 7
General Securities Representative Examination
Passed 7/19/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/23/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Sound Income Strategies, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOUND INCOME STRATEGIES, LLCCurrent
4/29/2026Sewickley, PA
LPL FINANCIAL LLC
11/18/20204/22/2026Pittsburgh, PA
EDWARD JONES
7/8/201912/9/2020Pittsburgh, PA
FISHER INVESTMENTS
10/5/20183/11/2019Mckees Rocks, PA
PNC INVESTMENTS
11/5/201211/20/2013Erie, PA
COOKSONPEIRCE
8/28/20082/13/2009Pittsburgh, PA
VICTORY CAPITAL MANAGEMENT INC.
3/3/200411/12/2004Cleveland, OH
MCDONALD INVESTMENTS INC.
3/5/200312/31/2003Cleveland, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Tobias Carlin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Tobias Carlin - Financial Advisor in Sewickley, PA | AdvisorFinder