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Richard Todd Harrington

Investment Adviser Representative at LEVEL FOUR ADVISORY SERVICES

Culpeper, VACRD #4161711Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
15 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
AlabamaCaliforniaFloridaGeorgiaIowaMarylandNew YorkNorth CarolinaOregonPennsylvaniaSouth CarolinaTennesseeTexasVirginiaWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/7/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/23/2001
Series 51
Municipal Fund Securities Principal Examination
Passed 9/4/2007
Series 24
General Securities Principal Examination
Passed 3/9/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $40,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Level FOUR Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LEVEL FOUR ADVISORY SERVICESCurrent
8/10/2022Culpeper, VA
MID-ATLANTIC SECURITIES, INC.
4/1/200810/31/2022Culpeper, VA
RAYMOND JAMES FINANCIAL SERVICES
3/15/20014/1/2008Fredericksburg, VA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Todd Harrington has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Todd Harrington - Financial Advisor in Culpeper, VA | AdvisorFinder