AdFi
RJ

Rick John Fratus

Investment Adviser Representative at STAFFORD CAPITAL PARTNERS INC.

Austin, TXCRD #5115264Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rick John Fratus has worked in the securities industry since 2014.

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/15/2006
Series 7
General Securities Representative Examination
Passed 6/14/2006
Series 24
General Securities Principal Examination
Passed 4/30/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Stafford Capital Partners Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STAFFORD CAPITAL PARTNERS INC.Current
7/21/2014Austin, TX

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at STAFFORD CAPITAL PARTNERS INC.

6 other advisors in the directory

View STAFFORD CAPITAL PARTNERS INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rick John Fratus has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Rick John Fratus - Financial Advisor in Austin, TX | AdvisorFinder