Ricky Graves
Investment Adviser Representative at Ascendor Wealth, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ricky Graves is an investment adviser representative with Ascendor Wealth, LLC in Wilmington, NC, where they have been registered since 2009, the year they entered the securities industry. They have passed 2 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Coastal Accounting Professionals LLCJan 2004 – Dec 2018Wilmington, NC
- Ascendor Wealth, LLCSep 2008 – no end date reportedWilmington, NC
- Sicarius, LLCJul 2013 – no end date reportedWilmington, NC
- Graves MAY, PLLCJul 2013 – no end date reportedWilmington, NC
- LMG Capital Resources, LLCJul 2014 – Dec 2020Wilmington, NC
- Cloudhesive, LLCJul 2014 – May 2021Fort Lauderdale, FL
- WGAP, LLCJan 2005 – no end date reportedWilmington, NC
- Dormie, LLCSep 2018 – no end date reportedWilmington, NC
- CG Solutions of NC, LLCNov 2018 – no end date reportedWilmington, NC
- Lord and Graves, Inc.Dec 2019 – no end date reportedWilmington, NC
- WisdomCrest, Inc.Jun 2020 – no end date reportedWilmington, NC
- Delia Management, Inc.Dec 2018 – no end date reportedWilmington, NC
- Parlay HoldingsSep 2022 – no end date reportedWilmington, NC
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ascendor Wealth, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Wilmington, NC
- SEC file number:
- 801-133828
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 3, 2026
View full firm profileOther advisors at Ascendor Wealth, LLC
5 other advisors in the directory
Similar advisors in Wilmington, NC
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ricky Graves has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched