Rikk Rodriguez

Investment Adviser Representative at VESTGEN ADVISORS, LLC

South Barrington, ILCRD #5771324Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

16 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

Illinois

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 10/30/2014

Series 63

Uniform Securities Agent State Law Examination

Passed 4/22/2010

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 10/14/2014

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 4/13/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

VESTGEN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PRIVATE CLIENT SERVICES, LLCCurrent

11/1/2024 – South Barrington, IL

TRIAD ADVISORS LLC

9/7/2021 – 8/23/2024South Barrington, IL

OSAIC WEALTH, INC.

8/23/2024 – 11/12/2024South Barrington, IL

CHASE INVESTMENT SERVICES CORP.

5/26/2011 – 8/30/2012ELGIN, IL

CHASE INVESTMENT SERVICES CORP.

4/14/2010 – 2/16/2011ELGIN, IL

WELLS FARGO CLEARING SERVICES, LLC

10/14/2014 – 9/8/2021GENEVA, IL

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rikk Rodriguez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.