Riley Sean Stephenson
Investment Adviser Representative at STEPHENSON AND COMPANY, INC.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Riley Sean Stephenson has worked in the securities industry since 2013. They are registered to provide investment advisory services in California and Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 1.00% |
| First $2 million (above $1M) | 0.75% |
| Next $3 million | 0.50% |
| Next $5 million | 0.40% |
| Above $10 million | 0.30% |
Stephenson AND Company, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Other advisors at STEPHENSON AND COMPANY, INC.
2 other advisors in the directory
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