STEPHENSON AND COMPANY, INC.
SEC Registeredreputation for excellence
About the firm
Stephenson and Company, Inc. was founded with the goal of assisting clients in every aspect of their financial lives, striving to provide the most personal service available. The firm is built on a solid foundation of many years of experience in financial services, in-depth market knowledge, and excellent client service.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Stephenson & Company provides investment advisory, wealth management, modular and comprehensive financial planning, and investment management consulting. Financial planning services include financial statement preparation and analysis, income tax planning, education funding, retirement planning, estate planning, and investment planning. Investment management services use a strategic and goals-based approach as independent investment advisors and fiduciaries, constructing well-diversified portfolios with low-cost and tax efficient funds.
Who they serve
Individuals who want help with every aspect of their financial lives, including insurance, tax management, estate planning, and capital accumulation.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 133 | $42M |
| High Net Worth Individuals | 132 | $402M |
9 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 1.00% |
| First $2 million (above $1M) | 0.75% |
| Next $3 million | 0.50% |
| Next $5 million | 0.40% |
| Above $10 million | 0.30% |
Data as of March 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. STEPHENSON AND COMPANY, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.