Rishi Nimesh Patel
Investment Adviser Representative at Mariner
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Rishi Nimesh Patel is an investment adviser representative with Mariner in New York, NY, where they have been registered since 2026, the year they entered the securities industry. They have passed 2 industry qualification exams, including the Series 65 (investment adviser). They are registered to provide investment advice in New Jersey and New York.
Office
Advisors at this office: 37
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MarinerJun 2026 – no end date reportedOverland Park, KS
- Ernst & Young LLPJun 2022 – Apr 2026Hoboken, NJ
- J.P. Morgan Chase & Co.Dec 2021 – Apr 2022Newark, DE
- Brown Brothers Harriman & Co.Jun 2021 – Aug 2021Wilmington, DE
- J.P. Morgan Chase & Co.Mar 2020 – May 2021Newark, DE
- Price Auto GroupSep 2019 – Mar 2020Newark, DE
- DCH Brunswick ToyotaJun 2019 – Sep 2019North Brunswick, NJ
- Open Road HondaJun 2018 – Aug 2018Edison, NJ
- Rapps PharmacyOct 2017 – Mar 2018South Plainfield, NJ
- Sparkling Pools Services Inc.May 2015 – Aug 2017Windsor, NJ
- UnemployedApr 2022 – May 2022Newark, DE
- UnemployedSep 2021 – Nov 2021Newark, DE
- UnemployedSep 2017 – Oct 2017North Brunswick, NJ
- North Brunswick Township HighschoolSep 2014 – Aug 2018North Brunswick, NJ
- UnemployedApr 2026 – Jun 2026North Brunswick, NJ
- UnemployedMar 2018 – Jun 2018North Brunswick, NJ
- UnemployedAug 2018 – Jun 2019Newark, DE
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Mariner
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.0125
- $0 - $1,000,0001.25%
- $1,000,000 - $5,000,0001.00%
- $5,000,000 - $10,000,0000.80%
- Above $10,000,0000.60%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 961
- Offices listed on AdvisorFinder:
- 99
- Main office:
- Overland Park, KS
- SEC file number:
- 801-66632
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 5, 2026
View full firm profileOther advisors at Mariner
Showing 12 of 961 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rishi Nimesh Patel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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