Rob Roy Knowles

Investment Adviser Representative at COPELAND CAPITAL MANAGEMENT, LLC

Manhattan Beach, CACRD #2259598Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

8 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

California

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 6/27/2017

Series 63

Uniform Securities Agent State Law Examination

Passed 10/1/1992

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 5/18/2007

Series 7

General Securities Representative Examination

Passed 10/2/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

COPELAND CAPITAL Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

8/7/1994 – 3/23/1995NORTHRIDGE, CA

TRANSAMERICA CAPITAL, INC.

5/21/2007 – 7/6/2010DENVER, CO

WILSHIRE ASSOCIATES INCORPORATED

3/14/1997 – 2/16/1999SANTA MONICA, CA

QUASAR DISTRIBUTORS, LLC

10/4/2001 – 10/25/2001PORTLAND, ME

FIRST FUND DISTRIBUTORS, INC.

10/20/2000 – 10/4/2001PHOENIX, AZ

BARABAN SECURITIES, INC.

10/19/1992 – 1/1/1994LOS ANGELES, CA

SMITH BARNEY SHEARSON INC.

10/14/1993 – 3/22/1994NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rob Roy Knowles has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.