Robert Charles Moses
Investment Adviser Representative at Beacon Financial Group
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Robert Charles Moses is an investment adviser representative with Beacon Financial Group in Dallas, TX, where they have been registered since 2006. They have worked in the securities industry since 1968 and have been registered with 3 firms, including Kestra Advisory Services, LLC and NFP Advisor Services, LLC. They have passed 4 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
14 states and territories
Arizona, California, Colorado, Florida, Georgia, Massachusetts, Michigan, Nebraska, New Mexico, New York, North Carolina, Pennsylvania, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Execu/comp., Inc.Jan 1981 – no end date reportedDallas, TX
- Beacon Financial GroupJan 2006 – no end date reportedAddison, TX
- Kestra Advisory Services, LLCApr 2016 – no end date reportedDallas, TX
- Kestra Investment Services, LLCAug 1997 – no end date reportedDallas, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Beacon Financial Group
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Firm account minimum
- $100,000 (waivable)
- Estimated blended rate
- 0.0125
- $0 - $999,9991.25%
- $1,000,000 - $2,999,9991.00%
- $3,000,000 - $4,999,9990.90%
- $5,000,000 - $6,999,9990.80%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Dallas, TX
- SEC file number:
- 801-57962
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 13, 2026
View full firm profileOther advisors at Beacon Financial Group
7 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Charles Moses has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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