Robert Cole McCauley
Investment Adviser Representative at Citigroup Global Markets Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Robert Cole Mccauley is an investment adviser representative with Citigroup Global Markets Inc. in Aliso Viejo, CA, where they have been registered since 2025. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Strategic Advisers LLC and Fidelity Personal and Workplace Advisors. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- South Shore YMCAJun 2017 – Aug 2017Hanover, MA
- Rustic MarlinJun 2019 – Jul 2019Hanover, MA
- TKO MalleysJun 2018 – Aug 2018Scituate, MA
- Fidelity InvestmentsJun 2020 – Aug 2020Hingham, MA
- Darden Restaurants (Olive Garden)Dec 2018 – Jan 2019Fort Collins, CO
- CSS Moving CompanyJul 2020 – Aug 2020Fort Collins, MA
- CSS Moving CompanyJul 2021 – Aug 2021Fort Collins, CO
- WultraFeb 2020 – Apr 2020Prague
- Tabor AcademyAug 2015 – Jun 2017Marion, MA
- Colorado State UniversityAug 2017 – Jun 2018Fort Collins, CO
- Colorado State UniversityAug 2018 – Dec 2018Fort Collins, CO
- Colorado State UniversityJan 2019 – Jun 2019Fort Collins, CO
- Colorado State UniversityJul 2019 – Feb 2020Fort Collins, CO
- Colorado State UniversityAug 2020 – Jul 2021Fort Collins, CO
- Colorado State UniversityAug 2021 – Dec 2021Fort Collins, CO
- UnemployedJan 2022 – Mar 2022Hingham, MA
- Fidelity InvestmentsMar 2022 – Apr 2025Santa Barbara, CA
- Fidelity InvestmentsMar 2025 – Apr 2025Boston, MA
- CITIMay 2025 – no end date reportedAliso Viejo, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Citigroup Global Markets Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,405
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-3387
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 10, 2026
View full firm profileOther advisors at Citigroup Global Markets Inc.
Showing 12 of 2,405 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Cole McCauley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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