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Robert Coleman Elliott

Investment Adviser Representative at Riverfront Investment Group, LLC

Baltimore, MDCRD #7025198Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Coleman Elliott is an investment adviser representative with Riverfront Investment Group, LLC in Baltimore, MD, where they have been registered since 2019. They have worked in the securities industry since 2018 and were previously registered with ALPS Distributors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Maryland and Virginia.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Maryland, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/17/2019
SIE
Securities Industry Essentials Examination
Passed 10/30/2018
Series 7
General Securities Representative Examination
Passed 10/29/2018

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Riverfront Investment Group, LLCCurrent
1/22/2019 – Baltimore, MD
ALPS Distributors, Inc.
10/29/2018 – 6/8/2026Richmond, VA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. ALPS Distributors, Inc
    Sep 2018 – May 2026Denver, CO
  2. RiverFront Investment Group
    Jul 2018 – Jan 2019Richmond, VA
  3. Stream Realty Partners
    May 2017 – Aug 2017Atlanta, GA
  4. Virginia Military Institute
    Aug 2014 – May 2018Lexington, VA
  5. VMI Foundation
    Nov 2016 – Mar 2017Lexington, VA
  6. Lyft
    Sep 2018 – May 2019San Francisco, CA
  7. RiverFront Investment Group
    Jan 2019 – May 2021Richmond, VA
  8. RiverFront Investment Group, LLC
    May 2021 – Jan 2023Richmond, VA
  9. Riverfront Investment Group, LLC
    Jan 2023 – no end date reportedRichmond, VA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Riverfront Investment Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment Companies

Client types the firm serves

IndividualsInvestment CompaniesPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
30
Offices listed on AdvisorFinder:
1
Main office:
Richmond, VA
SEC file number:
801-68810

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Coleman Elliott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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