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Robert Eustice

Investment Adviser Representative at LPL Enterprise, LLC

Marion, IACRD #1177912Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Eustice is an investment adviser representative with LPL Enterprise, LLC in Marion, IA, where they have been registered since 2024. They have worked in the securities industry since 1989 and have been registered with 3 firms, including Prudential Financial Planning Services and Edward Jones. They have passed 6 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Iowa and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Iowa, Texas
Broker:
12 states and territories

Arizona, Colorado, Florida, Illinois, Iowa, Minnesota, New Jersey, New York, North Carolina, Texas, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/2/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/17/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/9/1993
Series 22
Direct Participation Programs Representative Examination
Passed 8/27/1984
Series 24
General Securities Principal Examination
Passed 1/19/1998

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Enterprise, LLCCurrent
11/14/2024 – Marion, IA
Prudential Financial Planning Services
2/28/2024 – 11/14/2024Marion, IA
Edward Jones
4/3/2018 – 2/27/2024Marion, IA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Saybrus Partners
    Dec 2012 – Jan 2017Hartford, CT
  2. Saybrus Equity Services, Inc.
    Dec 2012 – Jan 2017Des Moines, IA
  3. AIM Systems, Inc.
    Jan 2017 – Jul 2017Alpharetta, GA
  4. THE Leaders Group, Inc.
    Jan 2017 – Dec 2017Littleton, CO
  5. Edward Jones
    Apr 2018 – Feb 2024St Louis, MO
  6. Insurance Designers
    Jul 2017 – Mar 2018Des Moines, IA
  7. The Prudential Insurance Company of America
    Feb 2024 – no end date reportedWauwatosa, WI
  8. Pruco Securities LLC
    Feb 2024 – Nov 2024Wauwatosa, WI
  9. LPL Enterprise, LLC
    Nov 2024 – no end date reportedMarion, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Enterprise, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,088
Offices listed on AdvisorFinder:
5
Main office:
Fort Mill, SC
SEC file number:
801-130883

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 15, 2026

View full firm profile

Other advisors at LPL Enterprise, LLC

Showing 12 of 3,088 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Eustice has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Robert Eustice (LPL Enterprise) - Fees & Credentials