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Robert Frederick Habig II

Investment Adviser Representative at ELLIS INVESTMENT PARTNERS, LLC

Lancaster, PACRD #2146490Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/12/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 5/31/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2015
Series 7
General Securities Representative Examination
Passed 7/5/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $500,0001.50%
$501,000 to $1,000,0001.25%
Above $1,000,0001.00%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Ellis Investment Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ELLIS INVESTMENT PARTNERS, LLCCurrent
9/1/2015Lancaster, PA
H. BECK, INC.
8/5/200310/1/2015Lancaster, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Frederick Habig II has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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