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Robert Henry Breslin III

Investment Adviser Representative at CW ADVISORS, LLC

Westport, CTCRD #2269845Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
2 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutRhode Island
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/27/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 9/11/1992
Series 7
General Securities Representative Examination
Passed 12/22/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/22/2022
Series 57
Securities Trader Exam
Passed 12/22/2022
SIE
Securities Industry Essentials Examination
Passed 6/6/2017
Series 55
Limited Representative-Equity Trader Exam
Passed 3/3/2000
Series 7
General Securities Representative Examination
Passed 8/26/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/3/1992
Series 24
General Securities Principal Examination
Passed 12/22/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CW Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CW ADVISORS, LLCCurrent
5/11/2022Westport, CT
KESTRA ADVISORY SERVICES, LLC
10/31/20186/8/2020Boston, MA
SORRENTO PACIFIC FINANCIAL, LLC
7/18/20146/6/2017Norwood, MA
SANTANDER SECURITIES
1/2/20146/5/2014Boston, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Henry Breslin III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Henry Breslin III - Financial Advisor in Westport, CT | AdvisorFinder