Robert Joseph Braun
Investment Adviser Representative at Convergence Financial
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Robert Joseph Braun is an investment adviser representative with Convergence Financial in Apple Valley, MN, where they have been registered since 2019. They have worked in the securities industry since 2006 and have been registered with 3 firms, including LPL Financial LLC and Waddell & REED. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Minnesota.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
7 states and territories
Arizona, California, Iowa, Minnesota, Montana, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Waddell & REED, IncJul 2006 – Jun 2019Bloomington, MN
- Various Insurance Carriers FOR W & R Insurance AgenciesSep 2006 – Jun 2019Saint Paul, MN
- TWIN Cities Divorce ConsultantsOct 2014 – Jun 2019Saint Paul, MN
- RSKD Properties LLCJan 2015 – Jun 2018Saint Paul, MN
- ToastmastersJul 2015 – Jan 2018Apple Valley, MN
- Apple Valley RotaryJul 2015 – no end date reportedApple Valley, MN
- BTM LLCJul 2018 – no end date reportedApple Valley, MN
- LPL Financial LLCJun 2019 – no end date reportedApple Valley, MN
- Convergence Finanical, LLCJun 2019 – no end date reportedApple Valley, MN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Convergence Financial
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Convergence Financial offers retirement planning, financial planning, estate planning, investment management, insurance, and annuities.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25
- Offices listed on AdvisorFinder:
- 11
- Main office:
- Columbia, MO
- SEC file number:
- 801-116738
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Convergence Financial
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Joseph Braun has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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