AdFi
RJ

Robert Joseph Graham

Investment Adviser Representative at RIGGS ASSET MANAGEMENT CO INC

Dallas, PACRD #1068010Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
4 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Joseph Graham has worked in the securities industry since 1982. They have passed the Series 65, 63, 53, 24, 7, and 5 examinations. They are registered to provide investment advisory services in North Carolina, Pennsylvania, Texas, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
North CarolinaPennsylvaniaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/17/1991
Series 63
Uniform Securities Agent State Law Examination
Passed 10/20/1982
Series 5
Interest Rate Options Examination
Passed 12/9/1982
Series 7
General Securities Representative Examination
Passed 10/16/1982
Series 53
Municipal Securities Principal Examination
Passed 11/8/1993
Series 24
General Securities Principal Examination
Passed 9/24/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Riggs Asset Management Co Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RIGGS ASSET MANAGEMENT CO INCCurrent
4/29/1991Dallas, PA
ROBERT THOMAS SECURITIES, INC
6/15/19899/5/1995St. Petersburg, FL
PRUDENTIAL-BACHE SECURITIES INC.
12/1/19866/26/1989New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/20/198212/12/1986

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RIGGS ASSET MANAGEMENT CO INC

7 other advisors in the directory

View RIGGS ASSET MANAGEMENT CO INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Joseph Graham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched