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Robert Joseph Lapetina

Investment Adviser Representative at NPA Asset Management, LLC

Mayaguez, PRCRD #2547888Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Joseph Lapetina is an investment adviser representative with NPA Asset Management, LLC in Mayaguez, PR, where they have been registered since 2018. They have worked in the securities industry since 1994. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Puerto Rico.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Puerto Rico
Broker:
5 states and territories

Florida, Indiana, New York, Puerto Rico, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/5/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 11/3/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/2/1994

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

NPA Asset Management, LLCCurrent
2/26/2018 – Mayaguez, PR
NPA Asset Management, LLC
8/12/2016 – 12/31/2017Mayaguez, PR

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. UBS Financial Services Inc.
    May 2000 – no end date reportedMayaguez, PR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About NPA Asset Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management products and services, goals-based financial planning, clearing, advisor productivity tools, transition services, marketing solutions, business development, operation support services, legal and compliance, and advisor compensation and benefits

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Financial PlanningWealth ManagementAdvisor SupportClearingComplianceBusiness DevelopmentRetirement PlanningFinancial Institutions

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
52
Offices listed on AdvisorFinder:
13
Main office:
Fair Lawn, NJ
SEC file number:
801-66006

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 20, 2026

View full firm profile

Other advisors at NPA Asset Management, LLC

Showing 12 of 52 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Joseph Lapetina has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Robert Joseph Lapetina (NPA Asset Management)