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Robert Michael Bard

Investment Adviser Representative at THE SUM

The Woodlands, TXCRD #2926578Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Michael Bard has worked in the securities industry since 1998. They are registered to provide investment advisory services in Louisiana and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
LouisianaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/21/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 9/18/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/5/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/18/1997
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/25/2005
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 2/14/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Hourly
Source

THE SUM Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE SUMCurrent
1/11/2022The Woodlands, TX
FIDELITY PERSONAL AND WORKPLACE ADVISORS
7/13/20181/10/2022Boston, MA
STRATEGIC ADVISERS LLC
10/21/20047/13/2018Houston, TX

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE SUM

8 other advisors in the directory

View THE SUM firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Michael Bard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Michael Bard - Financial Advisor in The Woodlands, TX | AdvisorFinder