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Robert Michael Eberhardt

Investment Adviser Representative at Principal Securities, Inc.

Denver, NCCRD #2479226Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Michael Eberhardt is an investment adviser representative with Principal Securities, Inc. in Denver, NC, where they have been registered since 2012. They have worked in the securities industry since 1995 and have been registered with 10 firms, including Farmers Financial Solutions, LLC and National Planning Corporation. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in North Carolina.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
North Carolina
Broker:
6 states and territories

Florida, Illinois, Michigan, North Carolina, Virginia, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/5/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 6/29/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/15/1994
Series 51
Municipal Fund Securities Principal Examination
Passed 4/14/2008
Series 24
General Securities Principal Examination
Passed 4/5/2002

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Principal Securities, Inc.Current
1/6/2012 – Denver, NC
Farmers Financial Solutions, LLC
12/16/2008 – 12/15/2011Downers Grove, IL
Farmers Financial Solutions, LLC
11/20/2000 – 10/15/2008Agoura Hills, CA
National Planning Corporation
5/8/2000 – 8/23/2000Los Angeles, CA
ABN AMRO Investment Services, Inc.
10/18/1999 – 4/25/2000Chicago, IL
Ameritas Investment Corp.
10/21/1998 – 10/28/1999Lincoln, NE
Harris Investors Direct, Inc.
10/19/1998 – 10/26/1999Chicago, IL
First Chicago NBD Investment Services, Inc.
10/24/1996 – 10/2/1998Chicago, IL
Invest Financial Corporation
11/17/1994 – 10/4/1996Appleton, WI
American Express Financial Advisors Inc.
7/18/1994 – 11/21/1994Minneapolis, MN
IDS LIFE Insurance Company
7/18/1994 – 11/21/1994Minneapolis, MN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Principal Securities, Inc.
    Dec 2011 – no end date reportedDenver, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Principal Securities, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,635
Offices listed on AdvisorFinder:
26
Main office:
Des Moines, IA
SEC file number:
801-54949

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Michael Eberhardt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Robert Michael Eberhardt (Principal Securities)