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Robert Nestor

Investment Adviser Representative at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Easton, PACRD #3163472Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyPennsylvania
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/2/2020
Series 65
Uniform Investment Adviser Law Examination
Passed 12/18/2018
Series 7
General Securities Representative Examination
Passed 8/31/2020
SIE
Securities Industry Essentials Examination
Passed 7/22/2020
Series 7
General Securities Representative Examination
Passed 1/26/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mutual OF Omaha Investor Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.Current
8/31/2020Easton, PA
MUTUAL OF OMAHA INVESTOR SERVICES, INC.Current
12/19/2018Easton, PA
PRUDENTIAL SECURITIES INCORPORATED
1/27/199910/17/2000New York, NY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Nestor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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