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Robert Paul Abraham

Investment Adviser Representative at LPL Financial LLC

Rochester, MICRD #5480510Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Paul Abraham is an investment adviser representative with LPL Financial LLC in Rochester, MI, where they have been registered since 2023. They have worked in the securities industry since 2008 and have been registered with 4 firms, including SPC and Spectrum Financial Resources. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Michigan.

Office

1235 N Main St Ste 150
Rochester, MI 48307

Advisors at this office: 10

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Michigan
Broker:
2 states and territories

Connecticut, Michigan

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/23/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/17/2008
Series 24
General Securities Principal Examination
Passed 9/14/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
5/19/2023 – Rochester, MI
SPC
9/15/2022 – 5/19/2023Rochester, MI
Spectrum Financial Resources
10/2/2014 – 9/21/2022Troy, MI
Ameriprise Financial Services, Inc.
8/3/2010 – 9/29/2014Shelby Township, MI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. United Planners' Financial Services
    Sep 2014 – Sep 2022Scottsdale, AZ
  2. Spectrum Financial Resources
    Sep 2014 – Sep 2022Troy, MI
  3. Hidden Meadows Home Owners Association
    Jan 2016 – Sep 2019Macomb, MI
  4. Robert P. Abraham Independent Insurance
    Mar 2018 – no end date reportedRochester, MI
  5. Spectrum Financial Resources
    Sep 2014 – Sep 2022Troy, MI
  6. Sigma Financial Corporation
    Sep 2022 – May 2023Ann Arbor, MI
  7. LPL Financial
    May 2023 – no end date reportedRochester, MI

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

Showing 12 of 24,114 in the directory

View LPL Financial LLC firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Paul Abraham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Robert Paul Abraham (LPL Financial) - Fees & Credentials