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Robert Southworth Searle

Investment Adviser Representative at SEARLE & CO.

Greenwich, CTCRD #839312Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
2 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Southworth Searle has worked in the securities industry since 1977. They have passed the Series 99, 79, 66, 52, 40, 24, 14, 7, and 4 examinations. They are registered to provide investment advisory services in Connecticut and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/20/2002
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/18/1977
Series 4
Registered Options Principal Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 40
Registered Principal Examination
Passed 9/21/1978

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Searle & Co. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEARLE & CO.Current
11/6/2002Greenwich, CT
SCS ASSET MANAGEMENT, INC
11/8/20049/14/2007Tampa, FL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SEARLE & CO.

7 other advisors in the directory

View SEARLE & CO. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Southworth Searle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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